SOC Analyst (L1/L2) Interview Questions &amp; Answers

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Malware is any software built to harm or misuse a system. A virus attaches to files and spreads when they run. A worm spreads by itself across networks, often using a vulnerability. A trojan pretends to be legitimate software to trick users into installing it. Ransomware encrypts or steals data and demands payment, and modern groups use double extortion by threatening to leak stolen data.

What are India's CERT-In incident reporting requirements?

Incident Response and ForensicsMedium

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Under the CERT-In directions issued in April 2022, service providers, intermediaries, data centres and body corporates must report specified cyber incidents to CERT-In within six hours of noticing them. They must also keep ICT system logs for 180 days within India and synchronise clocks with NTP servers of NIC or NPL. Reportable incidents include ransomware, data breaches, and attacks on servers and cloud systems.

What is the difference between a threat, a vulnerability and a risk?

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A vulnerability is a weakness, such as an unpatched server. A threat is anything that can exploit it, such as a ransomware group. Risk is the likelihood that the threat exploits the vulnerability multiplied by the business impact. For example, an unpatched internet-facing VPN is high risk, while the same flaw on an isolated lab machine is low risk because likelihood and impact are smaller.

An alert shows Microsoft Word spawning PowerShell with an encoded command. What does it mean and what do you do?

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Office apps rarely start PowerShell, so this usually means a malicious macro or document exploit. Decode the Base64 command to see what it does, check the process tree and any network connections for downloads, and find the source email. Isolate the host through EDR, block the sender and URLs, search for the same email in other mailboxes and hunt for the same command line elsewhere.

How would you run a basic threat model for a new web application?

Security FundamentalsMedium

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Draw a data flow diagram showing users, the web app, APIs, databases and third parties, and mark trust boundaries. Then apply STRIDE to each element: Spoofing, Tampering, Repudiation, Information disclosure, Denial of service and Elevation of privilege. For each threat, record the existing control, a risk rating and an owner. Repeat the model whenever the architecture changes, ideally during design reviews.

Tell me about a time you explained a security risk to a non-technical person.

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Situation: my team lead in a support role wanted to share admin passwords on a spreadsheet. Task: change this without slowing the team. Action: I explained the risk as a house key copied for everyone, showed how one leaked laptop exposes all systems, and proposed a password manager with shared vaults. Result: we adopted it within a week and audit findings dropped.

What is the difference between an event, an alert and an incident?

Incident Response and ForensicsEasy

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An event is any observable occurrence, like a login or a file change. An alert is an event or pattern that a tool flags as possibly malicious. An incident is a confirmed or highly likely violation of security policy that needs response, such as a compromised account. Clear definitions matter because incidents trigger escalation, legal review and regulatory reporting timelines.

How would you build a basic home SOC lab?

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Use a laptop with virtualisation, run a Windows VM with Sysmon, a Linux server and a free SIEM such as Elastic or Splunk Free, or Wazuh as an open source option. Forward logs, then simulate attacks safely with Atomic Red Team tests on your own VMs. Write detections for each test, document them on GitHub and explain them in interviews.

Tell me about a time you found a security issue that nobody asked you to look at.

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Situation: while setting up a college lab server, I noticed the admin panel of our event website was reachable without login. Task: report it responsibly. Action: I confirmed the issue without accessing any data, wrote a short note with steps and impact, and shared it privately with the faculty in charge. Result: it was fixed in two days and I was asked to review the next release.

What is UEBA?

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User and Entity Behaviour Analytics builds baselines of normal behaviour for users, hosts and service accounts, then flags anomalies such as logging in from a new country, accessing far more files than usual or a service account doing interactive logins. It helps detect insider threats and stolen credentials that look like normal logins. It needs good identity data and careful tuning to avoid noisy alerts.

What is defence in depth?

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Defence in depth means using several independent layers of controls so that one failure does not lead to a breach. A typical stack has perimeter firewalls, email filtering, endpoint EDR, MFA, network segmentation, least privilege, logging and backups. If a phishing email gets past the filter, MFA and EDR can still stop the attacker. The trade-off is cost and complexity, so layers should target the most likely attack paths.

What is the difference between a SIEM and a SOAR?

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A SIEM collects and correlates logs to detect threats. SOAR, Security Orchestration, Automation and Response, takes alerts and runs playbooks that enrich, decide and act, for example looking up an IP's reputation, querying EDR, disabling a user and opening a ticket. SIEM answers what is happening; SOAR speeds up the response. Many platforms now combine both, but automation still needs human approval for disruptive actions.

What is the difference between authentication, authorisation and accounting?

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Authentication proves who you are, for example password plus an OTP or passkey. Authorisation decides what you are allowed to do after login, such as read-only access to a finance folder. Accounting, or auditing, records what you actually did, like logins, file access and admin changes. Together they are called AAA. Weak accounting is a common gap, because without logs an incident cannot be investigated.

A user's account shows sign-in risk high in your identity platform. What do you do?

Identity and Access ManagementEasy

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Review the details: unfamiliar location, anonymous IP, leaked credentials or impossible travel. Check what happened after sign-in, such as MFA method registration, mailbox rules or data downloads. If compromise is likely, revoke sessions, reset the password, remove unknown MFA methods and contact the user out of band. Then confirm policies require MFA or block high-risk sign-ins automatically.

What is a Security Operations Center?

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A SOC is the team, processes and technology that monitor an organisation's environment around the clock, detect threats, triage alerts and coordinate response. Tier 1 analysts triage alerts, Tier 2 investigate and contain, and Tier 3 or threat hunters handle complex cases and build detections. A SOC can be in-house, outsourced to an MSSP or hybrid. Many Indian IT firms run global SOCs for international clients.

Explain the difference between symmetric and asymmetric encryption at a basic level.

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Symmetric encryption uses one shared key for encryption and decryption, such as AES; it is fast and used for bulk data. Asymmetric encryption uses a public and private key pair, such as RSA or elliptic curve keys; it is slower but solves key distribution and enables digital signatures. Real protocols like TLS combine them: asymmetric methods agree on a session key, then AES encrypts the traffic.

What is the difference between a vulnerability assessment and a penetration test?

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A vulnerability assessment uses scanners to find and rank as many known weaknesses as possible across many assets, and it is broad and frequent. A penetration test is a time-boxed, authorised attempt to exploit weaknesses and show real impact, such as reaching sensitive data. Assessments answer what is wrong; pen tests answer what an attacker could actually achieve. Most programmes run monthly scans and annual or release-based pen tests.

How do you inspect a certificate and check its chain?

Cryptography and PKIEasy

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Use OpenSSL to view the fields and verify the chain against the CA bundle. openssl x509 -in cert.pem -noout -subject -issuer -dates -ext subjectAltName openssl verify -CAfile chain.pem cert.pem openssl s_client -connect portal.example.in:443 -showcerts Check the SAN matches the hostname, the dates are valid, and the server sends intermediate certificates.

What is the CIA triad in cyber security?

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The CIA triad is Confidentiality, Integrity and Availability, the three goals every control supports. Confidentiality keeps data away from unauthorised people, for example with encryption and access control. Integrity ensures data is not altered without detection, using hashes and digital signatures. Availability keeps systems usable when needed, through backups, redundancy and DDoS protection. Most security decisions are a trade-off between these three.

How do you handle night shifts and rotating schedules in a SOC?

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A good answer shows realism and discipline. For example: I understand SOCs run 24x7 and night shifts are common early in a career. I keep a fixed sleep routine, prepare handover notes carefully and read previous shift notes before starting. During quiet hours I study detections or practise queries. I communicate early if a schedule conflict arises so the team can plan cover.

What is the difference between static and dynamic malware analysis?

Incident Response and ForensicsMedium

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Static analysis examines a sample without running it: hashes, strings, imports, PE headers, YARA rule matches and disassembly. Dynamic analysis runs it in an isolated sandbox to observe processes, file changes, registry edits and network calls. Static is safe and fast but defeated by packing; dynamic shows real behaviour but malware may detect sandboxes. Analysts usually combine both in a controlled lab.

An employee who is leaving copied large volumes of data to a personal cloud drive. How do you handle it?

Incident Response and ForensicsMedium

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Treat it as a potential insider incident and involve HR and legal before contacting the employee. Preserve evidence such as DLP alerts, proxy logs, endpoint file activity and cloud app logs, and document what data was involved and its sensitivity. Restrict the user's access as advised. Legal decides on next steps, such as requesting deletion with an undertaking. Then improve DLP and offboarding controls.

Why do you want to build a career in cyber security?

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A good answer links genuine interest to evidence. For example: I got interested after investigating a phishing email that reached my college group, which led me to study networking and complete Security+. I built a home lab with a SIEM and wrote detections for brute-force logins. I enjoy problem solving under pressure, and I want to grow in a SOC, then specialise in incident response.

What is threat intelligence and what are IOCs and TTPs?

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Threat intelligence is analysed information about adversaries, their tools and behaviour. Indicators of Compromise are artefacts like malicious IPs, domains and file hashes; they are easy to use but change quickly. TTPs, tactics, techniques and procedures, describe how attackers operate, and are harder for attackers to change. The Pyramid of Pain shows that detecting TTPs causes attackers more cost than blocking hashes.

What is third-party or vendor risk management?

GRC and ComplianceMedium

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TPRM assesses and monitors the security of vendors that access your data or systems, since many breaches start with a supplier. It includes tiering vendors by risk, security questionnaires, reviewing SOC 2 or ISO 27001 reports, contract clauses for breach notification and audit rights, and continuous monitoring. High-risk vendors such as payroll or cloud providers get deeper reviews and annual reassessment.

What is social engineering and what are its common forms?

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Social engineering manipulates people rather than technology to gain access or information. Common forms are phishing emails, spear phishing aimed at specific staff, vishing over phone calls, smishing over SMS or WhatsApp, pretexting with a fake story, baiting with infected USB drives and tailgating into offices. Defences include awareness training, phishing simulations, call-back verification for payment changes, and technical controls such as MFA and email authentication.

What does GRC stand for in cyber security?

GRC and ComplianceEasy

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GRC is Governance, Risk and Compliance. Governance sets direction, policies, roles and accountability for security. Risk management identifies, assesses and treats risks to an acceptable level. Compliance ensures the organisation meets laws, regulations, contracts and standards such as the DPDP Act, RBI directions, ISO 27001 and PCI DSS. GRC analysts write policies, run risk assessments, manage audits and track remediation.

What should a post-incident review include?

Incident Response and ForensicsEasy

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A blameless review covers the timeline, root cause, how the attacker got in, what detected it, what slowed response, business impact and decisions made. It ends with specific actions that have owners and dates, such as enabling MFA on all VPN users or adding a detection rule. Tracking these actions to completion matters more than the report itself, otherwise the same incident repeats.

What are the phases of incident response?

Incident Response and ForensicsEasy

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NIST SP 800-61 describes preparation; detection and analysis; containment, eradication and recovery; and post-incident activity. The 2025 revision aligns these with the NIST CSF 2.0 functions of Govern, Identify, Protect, Detect, Respond and Recover. Preparation includes playbooks, contacts and tools. Containment limits spread, eradication removes the attacker, recovery restores operations, and lessons learned improve controls and detections.

How do you write a Splunk search to find brute-force attempts on Windows?

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Search failed logon events, count per account and source, and filter high counts. index=wineventlog EventCode=4625 | stats count AS failures dc(TargetUserName) AS users BY IpAddress | where failures > 50 | sort - failures A high distinct user count from one IP points to password spraying rather than a single account brute force.

What is a false positive and a false negative in SOC alerts?

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A false positive is an alert on benign activity, such as an admin running a legitimate script flagged as malicious. A false negative is a real attack that produced no alert, which is more dangerous. Too many false positives cause alert fatigue and missed real incidents. Analysts tune rules with allowlists, thresholds and context, and test detections against simulated attacks to find false negatives.

How do you analyse a suspicious email reported by a user?

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Get the original email with full headers. Check SPF, DKIM and DMARC results, the real sender and Reply-To, and the received path. Extract URLs and attachments without clicking, check them in a sandbox and reputation services, and compare the sender domain for lookalikes. If malicious, search for the same message across mailboxes, purge it, block indicators and check whether anyone clicked or entered credentials.

What is the difference between hashing and encryption?

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Encryption is reversible with the right key and protects confidentiality. Hashing is a one-way function that produces a fixed-length digest and is used for integrity checks and password storage. SHA-256 of a file lets you detect tampering, but you cannot get the file back from the hash. Passwords should be stored with slow salted hashes such as Argon2id or bcrypt, never encrypted or with plain SHA-256.

What is the principle of least privilege?

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Least privilege means every user, service and application gets only the minimum access needed for its job, and only for as long as needed. It limits the damage from compromised accounts and insider mistakes. Examples are giving developers read-only production access, using separate admin accounts, and just-in-time elevation that expires after a few hours. Regular access reviews are needed because permissions tend to grow over time.

Your manager asks why the company needs security when it already has antivirus on every laptop. How do you explain?

Security FundamentalsMedium

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I would explain that antivirus mainly blocks known malicious files, while most modern attacks use stolen credentials, phishing links, living-off-the-land tools like PowerShell, or cloud misconfigurations that antivirus never sees. I would map our top risks to missing controls, such as MFA, EDR, logging and backups, and use a recent real incident pattern to show business impact in downtime and regulatory reporting cost.

Which Windows event IDs should a SOC analyst know?

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Key Security log events are 4624 successful logon, 4625 failed logon, 4672 special privileges assigned, 4688 process creation, 4720 user created, 4728 and 4732 user added to privileged groups, 4740 account lockout, 1102 audit log cleared, 4698 scheduled task created and 7045 service installed in the System log. Logon type in 4624, such as 3 for network and 10 for RDP, adds important context.

What is EDR and how is it different from antivirus?

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Endpoint Detection and Response records detailed endpoint activity, like process creation, command lines, network connections and registry changes, and detects suspicious behaviour, not just known files. Analysts can investigate a process tree, isolate a host and remove malware remotely. Traditional antivirus mainly blocks known signatures. XDR extends EDR by correlating endpoint, email, identity and cloud signals in one platform.

How do you check which ports are listening on a server you manage?

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List listening sockets with the owning process, then compare against what the server should expose. Anything unexpected needs an owner or should be closed. # Linux sudo ss -tulpn # Windows netstat -ano | findstr LISTENING Get-NetTCPConnection -State Listen Map the PID to a process name in Task Manager or with ps to identify the service.

What is Identity and Access Management?

Identity and Access ManagementEasy

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IAM is the set of processes and tools that manage digital identities and control their access to systems. It covers user provisioning and deprovisioning, authentication, authorisation, single sign-on, MFA, privileged access, access reviews and audit. Since most breaches involve stolen or misused credentials, IAM is a core security control. Common platforms include Microsoft Entra ID, Okta, Ping Identity and SailPoint for governance.

You receive an alert for 300 failed logins on one account followed by a success. How do you triage it?